SEBI
Compliance due date requirement under SEBI (LODR) Regulations
RJA 14 Sep, 2021
Compliance Requirement under SEBI (Listing Obligations and Disclosure Requirements) (LODR) Regulations, 2015 SEBI – Securities Exchange Board of INDIA 1. Half Yearly Compliances: Sl. No. Regulation reference (Reg.) Compliance Particulars Timeline / Due Dates Quarter 1 (For the Quarter Ended June) Due Dates 1 23(9) Disclosures of related party transactions 30 days after the release of ...
SEBI
SEBI has issued a framework for a supervisory body for investment advisors.
RJA 21 Jun, 2021
Compliance will be monitored by SEBI-registered investment advisers, who will be supervised by a supervisory body Sebi, the market regulator, released a system/framework for investment adviser administration and supervision on Friday. Sebi may recognize anyone or a body corporate for the purpose of regulating investment advisers (IA) ...
SEBI
Security Exchange Board in India Consultancy Service
RJA 03 Oct, 2020
CUTS OFF THE REGISTRATION FEES FOR INVESTMENT ADVISORS: SEBI As per a New SEBI Notification issued, Individual & Firms (Partnership) will now have to pay Two Thousand Rupees while making an applying for a financial advisor. Previously, according to the Security Exchange Board of India notification issued on Monday, ...
SEBI
SEBI introduce a One-Time settlement scheme- Sebi Settlement Scheme 2020
RJA 10 Aug, 2020
SEBI INTRODUCE A ONE-TIME SETTLEMENT SCHEME- SEBI SETTLEMENT SCHEME 2020, SEBI issuse a One-time settlement New scheme - SEBI Settlement scheme 2020, vide Public Notice dated 27th July, 2020 called Settlement Scheme (“the Scheme”) in terms of Regulation 26 of SEBI (Settlement Proceedings) Regulations 2018. Most of the ...
