SEBI SEBI introduce a One-Time settlement scheme- Sebi Settlement Scheme 2020

SEBI introduce a One-Time settlement scheme- Sebi Settlement Scheme 2020

SEBI introduce a One-Time settlement scheme- Sebi Settlement Scheme 2020


SEBI  issuse a One-time settlement New scheme - SEBI Settlement scheme 2020, vide Public Notice dated 27th July, 2020 called Settlement Scheme (“the Scheme”) in terms of Regulation 26 of SEBI (Settlement Proceedings) Regulations 2018.

Most of the Common Key Takeaways of Settlement Scheme 2020

SEBI and relevant issues concerning the SEBI Settlement Plan, 2020. i.e. released by the Indian Stock Exchange Board vide Public Notice dated 27 July 2020. In compliance with Regulation 26 of SEBI (Settlement Proceedings) Regulations 2018, the notice was entitled as Settlement Scheme ('the Scheme'). SEBI Settlement Scheme, 2020:

The aim behind the Scheme is to provide an incentive for a one-time settlement to the substances that have executed trade reversals the venture openings segment of BSE during the period from April 1, 2014, to September 30, 2015, against whom any techniques are pending. The characteristics of the 2020 settlement scheme are summarized below-

1. Condition of eligibility to avail the Scheme –

  • The scheme is applicable to those organizations who have made trade reversals in the BSE Segment of stock options,
  • The above transaction was supposed to take place between 1 April 2014 and 30 September 2015.
  • The lawsuits against those organizations would have been pending.

2.The timeframe to benefit from the scheme-

3. Applicable fees for applying in the scheme-

  • The entity filing a settlement application under the scheme is required pay the following fees-

            Type of applicant                                                       Applicable fees

            Individuals                                                                  Rs. 15,000

            Companies/corporates                                               Rs. 25,000

Any component consuming of making an application for a one-time settlement under the Scheme can introduce a Settlement application nearby an application charge of INR 15,000 if there ought to emerge an event of individuals and INR 25,000 in case of body corporates in the predefined gathering.

4. Provocative amount for settlement-: Following three objective parameters, the Board considered achieving suggestive settlement amount-

  • Artificial volume,
  • No of non-genuine trades completed
  • The number of contracts which result in artificial volumes or non-genuine trades

Additionally, a combined settlement factor of 0.55 will refer to indicative settlement sum in all cases (where the company has conducted trade reversals).

5. Some other features of SEBI SETTLEMENT SCHEME 2020

  • The party is expected to pay the balance of the settlement through an electronic portal, which is available on the SEBI website.
  • The persons protected by the agreement but do not take advantage of the settlement 2020 plan will be liable for action pursuant to Section 15-I of the SEBI Act 1992.
  •  The act was established with the main goal of offering a one-time settlement incentive for qualifying entities that have concluded a trade reversal in the BSE stock options segment between 1 April 2014 and 30 September 2015, against which any litigation are ongoing.

DOCUMENTS AND INFORMATION REQUIRED SEBI SETTLEMENT SCHEME 2020: List of self-attested copy documents required under the SEBI Settlement Scheme 2020:

  • Identity Proof: Copy of Permanent Account Number (PAN) of Katra Of HUF (Mandatory)
  • Address Proof: Copy of valid Passport/Driving Licence/Aadhar/Telephone Bill/Electricity Bill (not older than 2 months)/ of the applicant
  • Latest passport size photographs of Karta / of the applicant
  • Aadhar card of Karta/ of the applicant
  • All the Notice and Communication with SEBI
  • Soft copy of all notices, show cause notices, orders, if any of, and copy of all correspondence to or by  SEBI in this matter
  • Copy of the self-attested Income Tax Returns of the applicant for the last 3 years.
  • Rest documents will be drafted on receipt of documents from point 1 to 3 and any supplementary document and information required (Documents to be signed by applicant thereafter Payment of application fee and settlement fee)

Government Fee payable

  • Registration Government Fee/ Application fee to be paid  online 15000 per applicant nonbody corporate at SEBI, 
  • For Corporate Fee is 25000/- for application 

Settlement fee

  • Settlement fee to be paid online Amount of determined by SEBI on Settlement payable Directly To SEBI,   

About Rajput Jain and Associates

Let me introduce our company as We, Rajput Jain and Associates are amongst the leading corporate legal, RBI, SEBI consultancy & Secretarial groups based at the heart of Delhi in Connaught Place. We have a team of highly competent professional’s viz., Company Secretaries, Chartered Accountants & Lawyers. Who each has experience of 15 Years or more years in their respective fields. The Company Profile enclosed will help you make the most of what we can offer. If you have any questions, please contact us. Profile:

The ICAI has masterminded and given FAQs on this Scheme which is participated in the encased record  FAQ issued By ICAI on the One-time settlement scheme under SEBI Settlement scheme 2020

We would be pleased to provide any further clarification. We trust that you shall find the above in order in doing the needful, looking forward for your continuous patronage!! 

Disclaimer: The content of this post isn't considered to be professional or legal advice, We aren't responsible for any damages arising from your access to the location content & must not be relied on or used as a substitute for legal advice from a lawyer professional in your jurisdiction. CARajput is among India's big digital compliance services platform which committed to helping people have started & developed their businesses. We had started with the goal of creating it easier for start-ups to start out their business. Our main aim is to assist the businessman with applicable laws & regulations compliance and providing support at each & every level to make sure the business stays compliant and growing continuously. For any query, help or feedback you may in touch on or Call or what’s-up on 9-555-555-480

Share This Post

Related Articles

Related Videos

Need help?

Request a call
from a RJA
Business Advisor.


Private Limited Company

Popular Categories

Browse Blogs

Recent Posts

Understanding the Differences between Old vs. New Tax Regime

Understanding the Differences between Old vs. New Tax Regime

Documentation for Peer Review- Audit work For CA in Practices.

Documentation for Peer Review- Audit work For CA in Practices.

Key Updates and Recommendations from the 53rd GST Council Meeting

Key Updates and Recommendations from the 53rd GST Council Meeting

 Futures and Options transactions may attract higher tax rate

Futures and Options transactions may attract higher tax rate

All about the Social Stock Exchange (SSE):

All about the Social Stock Exchange (SSE):

Connect with a RJA Advisor

Fields marked with an * are required

Enquire Us

Please send us your query and we feel very happy helping you


  • Thank you very much for all your help in setting up my new company and clearing up all outstanding business in my sole trader accounts. For the first time in years I have peace of mind regards my business accounts. Your workforce are a credit to you, the girls at reception are so helpful and Chris has been brilliant. It is very much appreciated.

    A US consultancy group

  • Rajput Jain & Associates. are a tremendous value added to me as an executive and a busy parent. It just makes sense to delegate my tax file to them -- they are proactive, extremely service oriented, and most importantly, I am completely confident they are finding every dollar of tax savings available to me.

    A Leading Service Provider

  • We use Rajput Jain & Associates for all our accounting, Corporation tax, VAT and other compliance needs. The service is professional, courteous and prompt. I would recommend Rajput Jain & Associates to any company requiring a comprehensive accounting and tax service.

    A Leading Consultancy Firm in Dubai

Money Back Guarantee

Not happy with the service? You can request a refund at anytime within 30 days!

24/7 Support

Get support through phone, email, mobile app or live chat - 24/7, 365 days.

EMI Payment

Easily pay online with EMI payments, credit or debit card, net banking, PayPal and more.

Get In Touch--

Rajput Jain & Associates

Add: P-60, Connaught Circus, Connaught Place, New Delhi-110001


Phone: 9555555480

Legal Disclaimer--

The information contained on this website merely provides details of our firm to persons who have shown interest in knowing more about us and is not intended to solicit work or advertise our capabilities in any manner. The information provided on this website is general in nature and should not be used as a basis of decision-making without further professional advice. The third party site links are only provided for ready reference of the users and CA Rajput Jain & Associates neither controls their content nor undertakes any responsibility regarding them.

© 2016 Rajput Jain & Associates. All Rights Reserved | Sitemap

Call Email