Capital Market (SEBI) Consulting Services

Competing effectively and growing your business in today’s world is important for making a mark. In such an atmosphere, capital funding has a major role to play:

  • Attaining a sustainable platform in evolving business world
  • Attracting human resource and gaining visibility in the market with numerous possibilities.
  • Contribution in growth of entity
  • Plays major role in future growth with regard to organic or inorganic growth

The Companies, in order to smoothen its functioning requires funds on regular basis. The companies generally have three options for raising the amount required:

  • Issue of borrowed funds
  • Restructuring the securities
  • Issue of Capital

The Securities and Exchange Board of India (SEBI), the Securities market regulator in India is the dominant and governed organization. It marks its foundation on April 12, 1992 sailing on SEBI Act provisions.

What Rajput Jain & Associates Offers

Rajput Jain & Associates is one of the acknowledged SEBI Consultant based in New Delhi. We offer complete direction to the clients regarding different rules and regulations of SEBI; we work in close affinity for BSE Limited, National Stock Exchange, Delhi and other regional Stock Exchanges. We provide different services in sync with the individual requirements for many groups listed with BSE Limited. Our services of capital markets cover the following categories:

FUND RAISING ADVISORY SERVICES:

  • Equity Share Issuance as Initial Public Offering (IPO)/ Further Public Offering (FPO).
  • Issue of Right shares.
  • Issue of Bonus Shares.
  • Preferential allotment of Equity Shares.
  • Issue of Sweat Equity Shares (ESOS/ESPS).
  • Issue of Convertible / Non-convertible Debentures & Bonds.
  • Private Equity Placements.
  • Joint Venture/ Financial Collaboration.
  • Financial Restructuring of Securities.
  • Listing of Securities.
  • Delisting of Securities.
  • Takeover Code Compliances.
  • Stock Exchange / SEBI Regular Compliances.
  • Loan Syndicate from Banks / Financial Institutions.
  • Project Appraisal Management.

IPO’S ADVISORY SERVICES:
We provide complete assistance in the matters covering formation and listing of an IPO. We review advantages, analyses risks and prepare a report which completely assesses a company’s investment capability and other fund-raising options. Our services include:

  • company’s structure and operations review
  • Tax and legal restructuring in IPO preparation
  • Aligning with the stock exchange requirements
  • Financial due diligence

LISTED COMPANIES ADVISORY SERVICES

  • AGM Proceedings and related issues
  • Postal Ballot Assignments
  • Matters related to Managerial Remuneration under Schedule XIII

REPRESENTATIONS BEFORE THE AUTHORITIES

  • Stock Exchanges (NSE / BSE / RSEs)
  • Ministry of Company Affairs (MCA)
  • Securities & Exchange Board of India (SEBI)
  • Multi-Commodity Exchanges (NCDEX, MCX etc.)
  • Company Law Boards (CLB)
  • Official Liquidator (OL)
  • Reserve Bank of India (RBI)
  • Regional Director (RO)
  • Registrar of companies (ROC)

UNDER LISTING AGREEMENT

  • Compliance Assistance regarding multiple clauses under the Listing Agreement
  • Counseling regarding Clause- 49 of the Listing Agreement. i.e. Corporate Governance.
  • Conducting Yearly/ Quarterly/Half-Yearly/ Secretarial Audit of Listed Companies for ensuring SEBI compliances.

OTHER SERVICES UNDER SEBI

  • Support in filing of multiple forms under Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997.
  • Support in filing of multiple forms under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 1992.
  • Counseling and advising on various SEBI Regulations like SEBI Insider Trading Regulations, SEBI (ICDR) Regulations 2009, SEBI Takeover Code, SEBI Broker Regulations with respect to IPO, SEBI Portfolio Managers Regulations, Delisting, Dematerialization of Shares, Open Offer- Takeover, Insider Training services, Advisory on Public/Right/Bonus/ Preferential Issue, Providing Advisory services concerning the matters related to Security Law, ICDR Regulations, SEBI Guidelines, Matters relating to Brokers’ Registration Fee, Appeals before Securities Appellate Tribunal (SAT) and Multiple Membership fee Consent orders.
  • Cooperation and assistance regarding obtaining of the regulatory approvals from SEBI/BSE/NSE.
  • Support regarding Delisting of Companies from Stock Exchanges under SEBI (Delisting of Equity Shares) Regulations, 2009

Happy Customers

200+

Projects Completed

550+

Serving Since

2009

Contracts Signed

700+

Learning Center

Rajput Jain & Associates

India's Largest Business Services Platform

Rajput Jain and associates is the largest online service platform in India which provides easy solutions in starting their new business at affordable cost. We aim at helping the entrepreneurs at every legal and regulatory step. We stay as your partner during entire business cycle and ensure that the business keeps prospering and remains complaint.

Rajput Jain and associates is a network of experienced chartered accountants, lawyers, company secretaries, cost accountants, financial experts, expert bankers all over India to provide the needed services for small and medium size enterprises.

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AITC (Association of Internation Tax Consultants)

We are the exclusive member in India of the Association of International Tax Consultants, an association of independent professional firms represented throughout Europe, US, Canada, South Africa, Australia and Asia.

AITC

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Testimonials

  • Thank you very much for all your help in setting up my new company and clearing up all outstanding business in my sole trader accounts. For the first time in years I have peace of mind regards my business accounts. Your workforce are a credit to you, the girls at reception are so helpful and Chris has been brilliant. It is very much appreciated.

    A US consultancy group

  • Rajput Jain & Associates. are a tremendous value added to me as an executive and a busy parent. It just makes sense to delegate my tax file to them -- they are proactive, extremely service oriented, and most importantly, I am completely confident they are finding every dollar of tax savings available to me.

    A Leading Service Provider

  • We use Rajput Jain & Associates for all our accounting, Corporation tax, VAT and other compliance needs. The service is professional, courteous and prompt. I would recommend Rajput Jain & Associates to any company requiring a comprehensive accounting and tax service.

    A Leading Consultancy Firm in Dubai

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The information contained on this website merely provides details of our firm to persons who have shown interest in knowing more about us and is not intended to solicit work or advertise our capabilities in any manner. The information provided on this website is general in nature and should not be used as a basis of decision-making without further professional advice. The third party site links are only provided for ready reference of the users and CA Rajput Jain & Associates neither controls their content nor undertakes any responsibility regarding them.

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