Capital Market (SEBI) Consulting Services
Competing effectively and growing your business in today’s world is important for making a
mark. In such an atmosphere, capital funding has a major role to play:
- Attaining a sustainable platform in evolving business world
- Attracting human resource and gaining visibility in the market with numerous
possibilities.
- Contribution in growth of entity
- Plays major role in future growth with regard to organic or inorganic growth
The Companies, in order to smoothen its functioning requires funds on regular basis. The
companies generally have three options for raising the amount required:
- Issue of borrowed funds
- Restructuring the securities
- Issue of Capital
The Securities and Exchange Board of India (SEBI), the Securities market regulator in India
is the dominant and governed organization. It marks its foundation on April 12, 1992 sailing
on SEBI Act provisions.
What Rajput Jain & Associates Offers
Rajput Jain & Associates is one of the acknowledged SEBI Consultant based in New Delhi. We
offer complete direction to the clients regarding different rules and regulations of SEBI;
we work in close affinity for BSE Limited, National Stock Exchange, Delhi and other regional
Stock Exchanges. We provide different services in sync with the individual requirements for
many groups listed with BSE Limited. Our services of capital markets cover the following
categories:
FUND RAISING ADVISORY SERVICES:
- Equity Share Issuance as Initial Public Offering (IPO)/ Further Public Offering (FPO).
- Issue of Right shares.
- Issue of Bonus Shares.
- Preferential allotment of Equity Shares.
- Issue of Sweat Equity Shares (ESOS/ESPS).
- Issue of Convertible / Non-convertible Debentures & Bonds.
- Private Equity Placements.
- Joint Venture/ Financial Collaboration.
- Financial Restructuring of Securities.
- Listing of Securities.
- Delisting of Securities.
- Takeover Code Compliances.
- Stock Exchange / SEBI Regular Compliances.
- Loan Syndicate from Banks / Financial Institutions.
- Project Appraisal Management.
IPO’S ADVISORY SERVICES:
We provide complete assistance in the matters covering
formation and listing of an IPO. We review advantages, analyses risks and prepare a report
which completely assesses a company’s investment capability and other fund-raising options.
Our services include:
- company’s structure and operations review
- Tax and legal restructuring in IPO preparation
- Aligning with the stock exchange requirements
- Financial due diligence
LISTED COMPANIES ADVISORY SERVICES
- AGM Proceedings and related issues
- Postal Ballot Assignments
- Matters related to Managerial Remuneration under Schedule XIII
REPRESENTATIONS BEFORE THE AUTHORITIES
- Stock Exchanges (NSE / BSE / RSEs)
- Ministry of Company Affairs (MCA)
- Securities & Exchange Board of India (SEBI)
- Multi-Commodity Exchanges (NCDEX, MCX etc.)
- Company Law Boards (CLB)
- Official Liquidator (OL)
- Reserve Bank of India (RBI)
- Regional Director (RO)
- Registrar of companies (ROC)
UNDER LISTING AGREEMENT
- Compliance Assistance regarding multiple clauses under the Listing Agreement
- Counseling regarding Clause- 49 of the Listing Agreement. i.e. Corporate Governance.
- Conducting Yearly/ Quarterly/Half-Yearly/ Secretarial Audit of Listed Companies for
ensuring SEBI compliances.
OTHER SERVICES UNDER SEBI
- Support in filing of multiple forms under Securities and Exchange Board of India
(Substantial Acquisition of Shares and Takeovers) Regulations, 1997.
- Support in filing of multiple forms under Securities and Exchange Board of India
(Prohibition of Insider Trading) Regulations, 1992.
- Counseling and advising on various SEBI Regulations like SEBI Insider Trading
Regulations, SEBI (ICDR) Regulations 2009, SEBI Takeover Code, SEBI Broker Regulations
with respect to IPO, SEBI Portfolio Managers Regulations, Delisting, Dematerialization
of Shares, Open Offer- Takeover, Insider Training services, Advisory on
Public/Right/Bonus/ Preferential Issue, Providing Advisory services concerning the
matters related to Security Law, ICDR Regulations, SEBI Guidelines, Matters relating to
Brokers’ Registration Fee, Appeals before Securities Appellate Tribunal (SAT) and
Multiple Membership fee Consent orders.
- Cooperation and assistance regarding obtaining of the regulatory approvals from
SEBI/BSE/NSE.
- Support regarding Delisting of Companies from Stock Exchanges under SEBI (Delisting of
Equity Shares) Regulations, 2009
