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In case Company has not intimated about the appointment of first Auditor as well, then statutorily Form ADT-1 is required to be filed within 15 days of the date of AGM of Company.
NSE (National Stock Exchange) has issued a Circular stating that ‘One Person Company’ can act as a Stock Broker provided the entity has at least two Directors. However, such broker would not be allowed to trade in his proprietary account.
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