Capital Market (SEBI) Consulting Services

The most relevant thing is to compete effectively or to grow in market in today frequently changing environment. Capital funding plays an important role in this context:

  • Getting the sustainable & survival in frequently changing environment.
  • Greater public visibility with possible benefits in marketing and attracting human resource.
  • Provides contribution towards growth of the entity, and
  • In its future growth vis-à-vis organic or inorganic growth

The Companies, in order to smoothen its functioning requires funds on regular basis. To raise the amount required the companies generally had two options namely:

  • Restructuring of Securities.
  • Issue of borrowed funds.
  • Issue of capital

The Securities and Exchange Board of India (SEBI), the Securities market regulator in India is the dominant and governed organization. It was established on April 12, 1992 in accordance with the provisions of the SEBI Act, 1992. Who regulate the capital market in India?

What Rajput Jain & Associates Offers

Rajput Jain & Associates is an esteemed SEBI Consultant based in New Delhi. We offer complete direction to the clients regarding different rules and regulations of SEBI; we work closely for BSE Limited, National Stock Exchange, Delhi and other regional Stock Exchanges. We work for many groups listed with BSE Limited and provide different services catering specific requirements. We provide the capital market services under the following categories.

FUND RAISING ADVISORY SERVICES:

We provide you the Professional Advisory services in raising Capital through both the ways by following methods:
  • Issue of Equity shares as Initial Public Offering (IPO)/ Further Public Offering (FPO).
  • Issue of Right shares.
  • Issue of Bonus Shares.
  • Preferential allotment of Equity Shares.
  • Issue of Sweat Equity Shares (ESOS/ESPS).
  • Issue of Convertible / Non convertible Debentures & Bonds.
  • Private Equity Placements.
  • Joint Venture/ Financial Collaboration.
  • Financial Restructuring of Securities.
  • Listing of Securities.
  • Delisting of Securities.
  • Takeover Code Compliances.
  • Stock Exchange / SEBI Regular Compliances.
  • Loan Syndicate from Banks / Financial Institutions.
  • Project Appraisal Management.

IPO’S ADVISORY SERVICES:

We provide complete support in matters related to the formation and listing of an IPO. We analyses risks, review advantages, and prepare a report that assesses a company’s investment potential and other fund raising options. Services include:

  • Reviewing the company’s structure and operations
  • Financial due diligence
  • Tax and legal restructuring in preparation for IPO
  • Meeting the requirements of the Stock Exchanges

LISTED COMPANIES ADVISORY SERVICES

  • Postal Ballot Assignments
  • AGM Proceedings and related issues
  • Matters concerning Managerial Remuneration under Schedule XIII

REPRESENTATIONS BEFORE THE AUTHORITIES

  • Securities & Exchange Board of India (SEBI)
  • Stock Exchanges (NSE / BSE / RSEs)
  • Multi-Commodity Exchanges (NCDEX, MCX etc.)
  • Ministry of Company Affairs (MCA)
  • Company Law Boards (CLB)
  • Regional Director (RD)
  • Official Liquidator (OL)
  • Registrar of Companies (ROC)
  • Reserve Bank of India (RBI)

UNDER LISTING AGREEMENT

  • Assisting in compliance of various Listing Clauses under the Listing Agreement.
  • Guiding on compliance of Clause- 49 of the Listing Agreement i.e. Corporate Governance.
  • Quarterly/Half-Yearly/Yearly conducting Secretarial Audit of Listed Companies for ensuring Listing/SEBI compliances.

OTHER UNDER SEBI

  • Assisting in filing of various forms under Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997.
  • Assisting in filing of various forms under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 1992.
  • Advising on various SEBI Regulations like SEBI Takeover Code, SEBI Insider Trading Regulations, SEBI (ICDR) Regulations, 2009, SEBI Portfolio Managers Regulations, SEBI Broker Regulations with respect to IPO, Public Issue, Right Issue, Bonus Issue, Preferential Allotment, QIP, Delisting Buy Back of shares, Open Offer- Takeover, Delisting, Dematerialization of Shares, Advisory on Public/Right/Bonus/ Preferential Issue, Insider Trading Compliances, Providing Advisory services for the matters relating to Security Law, SEBI Guidelines, and ICDR Regulations, Portfolio Management Services (Rules and Regulations), Matters relating to Brokers’ Registration Fee, Multiple Membership fee Consent orders and Appeals before Securities Appellate Tribunal (SAT)
  • Assisting in obtaining various regulatory approvals from SEBI/BSE/NSE.
  • Assisting in Delisting of Companies from Stock Exchanges under SEBI (Delisting of Equity Shares) Regulations, 2009.

Happy Customers

200+

Projects Completed

550+

Serving Since

2009

Contracts Signed

700+

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Rajput Jain & Associates

India's Largest Business Services Platform

Private Limited Companies are those types of companies where minimum number of members is two and maximum number is two hundred. A private limited company has the limited liability of members but at the same time it has many characteristics as those of a partnership firm. A private limited company has all the advantages of partnership namely flexibility, greater capital combination of different and diversified abilities, etc., and at the same time it has advantages of limited liability, greater stability and legal entity. In this sense, a private limited company stands between partnership and widely owned public company. Identifying marks of a private limited company are name, number of members, shares, formation, management, directors and meetings, etc., The maximum number of directors shall have to be mentioned in the Articles of Association. In the grand of privileges and exemptions, the Companies Act has drawn a distinction between an independent private company and other private company which is a subsidiary to the other public company.

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AITC (Association of Internation Tax Consultants)

We are the exclusive member in India of the Association of International Tax Consultants, an association of independent professional firms represented throughout Europe, US, Canada, South Africa, Australia and Asia.

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Testimonials

  • Thank you very much for all your help in setting up my new company and clearing up all outstanding business in my sole trader accounts. For the first time in years I have peace of mind regards my business accounts. Your workforce are a credit to you, the girls at reception are so helpful and Chris has been brilliant. It is very much appreciated.

    A US consultancy group

  • Rajput Jain & Associates. are a tremendous value added to me as an executive and a busy parent. It just makes sense to delegate my tax file to them -- they are proactive, extremely service oriented, and most importantly, I am completely confident they are finding every dollar of tax savings available to me.

    A Leading Service Provider

  • We use Rajput Jain & Associates for all our accounting, Corporation tax, VAT and other compliance needs. The service is professional, courteous and prompt. I would recommend Rajput Jain & Associates to any company requiring a comprehensive accounting and tax service.

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The information contained on this website merely provides details of our firm to persons who have shown interest in knowing more about us and is not intended to solicit work or advertise our capabilities in any manner. The information provided on this website is general in nature and should not be used as a basis of decision-making without further professional advice. The third party site links are only provided for ready reference of the users and CA Rajput Jain & Associates neither controls their content nor undertakes any responsibility regarding them.

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